登入身份：
filler@godaddy.com
Our Services
Regulation, Compliance and Governance
- Regulatory Requirements: regulatory reporting, new prudential rules which impact capital and liquidity positions, regulator mock inspections, FMCC compliance, independent control / compliance reviews
- Authorization & Licensing: applying for licenses (HKMA, SFC)
- Conduct: complaints handling, financial crime (AML, sanctions, anti-bribery and corruption), business principles including all aspects of the product lifecycle from initial sales to post sales processes
- Governance: governance framework (accountability, structure, culture and behavior), board effectiveness review, manager-in-charge regime, delegated authority review (certification, board succession planning, board and non-executive training)
Risk Management
- Risk Management Framework, Risk Appetite and Risk Culture: processes for identification, assessment, measurement, mitigation, monitoring and reporting risks, risk register development, risk governance framework, risk management policies and procedures
Internal Audit
- External Quality Assessment (EQA) over the effectiveness of existing internal audit arrangements: advise and training on how to improve internal audit approaches and methodologies, development and assessment of risk management and internal audit frameworks, internal audit strategies and plans
- Internal audit outsourcing